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Category: Testimony

September 4, 2020 by Mehnaz Haq 0 Comments

The New Massachusetts Securities Regulations

AALU/GAMA CEO Marc Cadin released the following statement on the Proposed Fiduciary Standard of Conduct for “Improving Investment Advice for Workers and Retirees:

September 3, 2020 by Mehnaz Haq 0 Comments

Administrative Hearing on the Proposed Class Exemption Regulation “Improving Investment Advice for Workers and Retirees”

Thank you Acting Assistant Secretary Wilson, Deputy Assistant Secretary Hauser, and the other members of the panel for this opportunity to discuss the Department’s proposed class exemption and its new interpretation of fiduciary investment advice.